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www.eInvesting.com Forum Index » Saving Money

Series 65..

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frac0019

Posted: Thu Aug 02, 2007 9:09 am Post subject: Series 65..

Investing Sr. Associate

Joined: 25 Aug 2006

Posts: 125
This Month: 0
Location: Jacksonville, FL
28543.17 e$

Net worth: 28,543.17
Portfolio Value: 0.00
Monthly Return: -1.43%
Trades this month: 1
Churn Rate: 0.00%

Items

I will be taking the examination to receive my series 65 soon. I know with that license you do not have to be sponsored and can be paid by charging fees. I am considering starting my own investment advisory practice once I receive my license but I am kind of skeptical about it. Do you think its better to work at an investment advisory firm or any other place related to the field to gain some experience first before branching out on your own? I would greatly appreciate any opinions or suggestions?

deprived

Posted: Sun Nov 25, 2007 11:56 am Post subject:

Investing Sr. Associate

Joined: 30 May 2005

Posts: 123
This Month: 9

1379.00 e$

Net worth: 153,939.00
Portfolio Value: 36,284.00
Monthly Return: -14.28%
Trades this month: 2
Churn Rate: 17.16%

Items

i would use the firm as starting point to learn what the industry is really like- maximum of 2-3 yrs should be good to get the feet wet, then you will have a clearer picture. If you start at a firm - learn from the senior personnel and bosses as much as possible. Hearing their stories first hand will help you avoid making the same blunders as they did.

Staggs

Posted: Tue Mar 04, 2008 7:52 am Post subject:

Investing Sr. Associate

Joined: 19 Jun 2007

Posts: 141
This Month: 0
Location: Wisconsin
3884.82 e$

Net worth: 14,921.82
Portfolio Value: 11,037.00
Monthly Return: -47.91%
Trades this month: 0
Churn Rate: 0.00%

Items

Would you have to buy malpractice insurance or something? I would be worried about being sued for bad practice. So I would work for for a firm.

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